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UK AI principles

Evidence the UK principles through the regulators that bind you.

Five cross-sectoral principles enforced through existing UK regulators — ICO, FCA/PRA, MHRA, CMA, Ofcom. One record, every regulator's question answered in its own language.

app.hael.ai / registry / FRD-021
HAEL BANK · ISOLATED
UK AI principles · classified from the record
IN SCOPE
Retail credit decisioning
Owner · Risk · A. Davies · System FRD-021
HIGH RISK
Obligations
P1  Safety, security & robustness
MAPPED
P2  Transparency & explainability
MAPPED
P3  Fairness
MAPPED
P4  Accountability & governance
MAPPED
P5  Contestability & redress
MAPPED
Sector  ICO / FCA / MHRA / CMA / Ofcom overlay
HELD OPEN
Generated · UK principles trace · v2SOURCED
What it demands

What the UK regime demands.

There is no horizontal UK AI statute. The five cross-sectoral principles bite through the regulators that already govern your sector.

Each regulator has issued AI-specific guidance with its own evidence asks — and its own penalty cap.

Obligations · 6 articles
MAPPED
P1  Safety, security & robustness
Lifecycle controls, TEVV evidence and incident reporting.
P2  Transparency & explainability
ICO-style explanation pack; Art. 22 logic note where personal data is processed.
P3  Fairness
Bias testing and Equality Act compliance for affected persons.
P4  Accountability & governance
Named accountable individuals; SMCR record in regulated financial services.
P5  Contestability & redress
A documented route to challenge an AI-informed decision.
Sector overlay  Regulator-specific evidence
ICO AI DPIA, FCA Consumer Duty + operational-resilience, Online Safety Act assessments, MHRA SaMD.
Closed vocabulary · sourced from the Act
What Hael does for it

Three things Hael does for the UK regime.

01
Classifies
Identifies which UK regulators apply to each system and which principle each piece of evidence services.
02
Generates
Five-principle trace, ICO DPIA, FCA Senior Manager accountability record, Online Safety Act risk assessment and the sector-specific packs — sourced from the record.
03
Keeps current
When ICO, FCA or Ofcom guidance moves, the affected packs flag for refresh; the AI (Regulation) Bill is tracked from First Reading.
app.hael.ai / mapping / UK AI principles
ONE CONTROL SET
UK AI principles · obligation → control → record
MAPPED
Principle 1
Control · Principles mapping + TEVV  ·  FRD-021
MAPPED
Principle 2
Control · ICO explanation pack  ·  FRD-021
MAPPED
Principle 3
Control · Disparate-impact testing  ·  FRD-021
MAPPED
Principle 4
Control · SMCR accountability record  ·  FRD-021
MAPPED
Principle 5
Control · Art. 22 / redress procedure  ·  FRD-021
MAPPED
Sector overlay
Control · Regulator-specific packs  ·  Held open
HELD OPEN
One record · many regimes
The record through-line

The same record. Every UK regulator served.

A system entered once is rendered to the principle trace, the ICO DPIA, the FCA Senior Manager record, the Online Safety Act assessment and the MHRA SaMD file — one set of facts, every UK regulator's surface.

Artefact proof

The UK principles trace, sourced.

Each principle is anchored to a control on the record. The sector-overlay section is honest about which regulators have a current pack and which are held open.

app.hael.ai / documents / UK principles trace
v2 · 19 Jun 2026
UK principles trace · UK AI principles
SEALED
§1  Five-principle mapping
Principles trace · FRD-021
SOURCED
§2  ICO AI DPIA & Art. 22 logic note
DPIA register · approved
SOURCED
§3  FCA Senior Manager accountability record
Accountability map · approved
SOURCED
§4  Online Safety Act AI-content risk assessment
Open — assessment in build; held until Ofcom guidance refresh.
HELD OPEN
§5  MHRA SaMD evidence (where applicable)
N/A · system not a medical device
SOURCED
Every section cites the record entry behind it
Related frameworks

Govern this alongside everything else.

One system, one record, governed against every framework at the same time. Map an obligation once; satisfy it everywhere it recurs.

Free check

See where you stand on UK AI principles, free.

Answer a few questions and get an indicative view of what UK AI principles expects of your AI systems and where you stand today — no sign-up to see your result.

Indicative, not legal advice.
UK AI principles · indicative readiness
HAEL FREE TOOLLIVE
Applicability
Applies to your AI use
MAPPED
What's expected
Risk classification · governance · documentation · oversight
4 PILLARS
Where you stand
Banded result · pointed to the gaps that matter most
SOURCED
Result
On-screen, free · optional PDF
FREE
Effort
Pre-scoped to UK AI principles
~ 5 MIN
INDICATIVE · NOT LEGAL ADVICE
See it on a real record

Hold the evidence each UK regulator opens.